On May 21, 2013, Big Lots released this Form 8-K indicating that the SEC had concluded its investigation into executive trading and determined that no… Read More »SEC Finishes Investigation of Big Lots’ Executives’ Trading
Given the SEC delay announced Friday, July 29, 2011 (details can be found here) for certain still-pending Dodd-Frank implementation matters, the following chart gives the… Read More »Updated Dodd-Frank Implementation Timeline
On March 4, 2011, the SEC’s Division of Corporation Finance issued several new Compliance & Disclosure Interpretations (C&DIs) relating to the proxy disclosure rules. Here is… Read More »SEC’s Corp Fin Issues New Compliance & Disclosure Interpretations
From Say-on-Pay.com: On February 11, 2011, the SEC issued some additional guidance in the form of Compliance and Disclosure Interpretations (C&DIs) on Say on Pay,… Read More »SEC Issues New Guidance on SOP, SWOP & Say on Golden Parachute Votes