On Friday, February 10, 2023, the SEC issued several new C&DIs concerning the new Pay Versus Performance disclosure. The courts can be found HERE. To… Read More »SEC Issues New C&DIs Covering PVP Disclosures
On December 14, 2022, the SEC adopted final amendments to the Rule 10b5-1 insider trading plan rules. Previously, the SEC had issued proposed amendments back… Read More »SEC Adopts Final Amendments to Rule 10b5-1 Insider Trading Plan Rules
On August 25, 2022, the SEC issued its final pay-for-performance rules under Section 953(a) of the Dodd-Frank Act. The SEC posted a press release (SEC.gov… Read More »SEC Issues Final Pay for Performance Rules
On September 23, 2020, the SEC also amended the whistleblower rules (SEC Press Release 2020-219). These rule amendments are detailed in SEC Release No. 34-89963… Read More »SEC Amends Whistleblower Rules