Insider Trading

SEC Adopts Final Amendments to Rule 10b5-1 Insider Trading Plan Rules

by Ed Hauder
December 15, 2022December 15, 2022

On December 14, 2022, the SEC adopted final amendments to the Rule 10b5-1 insider trading plan rules. Previously, the SEC had issued proposed amendments back… Read More »SEC Adopts Final Amendments to Rule 10b5-1 Insider Trading Plan Rules

SEC Finishes Investigation of Big Lots’ Executives’ Trading

by Ed Hauder
May 23, 2013May 23, 2013

On May 21, 2013, Big Lots released this Form 8-K indicating that the SEC had concluded its investigation into executive trading and determined that no… Read More »SEC Finishes Investigation of Big Lots’ Executives’ Trading