SEC Issues New C&DIs for Rule 10b5-1
Late last month, the SEC issued three new C&DIs covering the new Rule 10b5-1. Here are the three new Q&As: Question 120.26 Question: When are companies… Read More »SEC Issues New C&DIs for Rule 10b5-1
Insider Trading
SEC Adopts Final Amendments to Rule 10b5-1 Insider Trading Plan Rules
On December 14, 2022, the SEC adopted final amendments to the Rule 10b5-1 insider trading plan rules. Previously, the SEC had issued proposed amendments back… Read More »SEC Adopts Final Amendments to Rule 10b5-1 Insider Trading Plan Rules
SEC Finishes Investigation of Big Lots’ Executives’ Trading
On May 21, 2013, Big Lots released this Form 8-K indicating that the SEC had concluded its investigation into executive trading and determined that no… Read More »SEC Finishes Investigation of Big Lots’ Executives’ Trading