SEC Timeline for Implementing Dodd-Frank Act Requirements

SEC Timeline for Implementing Dodd-Frank Act Requirements

Print Friendly, PDF & Email

The SEC has released a timeline for implementing the Dodd-Frank Act requirements it has responsibility over. The full timeline can be found HERE.

Here is a summary of the timing for SEC action regarding executive compensation provisions:

October — December 2010

  • §951: Propose rules regarding shareholder votes on executive compensation, golden parachutes
  • §951: Propose rules regarding disclosure by investment advisers of votes on executive compensation
  • §952: Propose exchange listing standards regarding compensation committee independence and factors affecting compensation adviser independence; propose disclosure rules regarding compensation consultant conflicts

January — March 2011

  • §951: Adopt rules regarding shareholder votes on executive compensation, golden parachutes
  • § 951: Adopt rules regarding disclosure by investment advisers of votes on executive compensation

April — July 2011

  • §952: Adopt exchange listing standards regarding compensation committee independence and factors affecting compensation adviser independence; adopt disclosure rules regarding compensation consultant conflicts
  • §§953 and 955: Propose rules regarding disclosure of pay-for-performance, pay ratios, and hedging by employees and directors
  • §954: Propose rules regarding recovery of executive compensation
  • §957: Propose rules defining “other significant matters” for purposes of exchange standards regarding broker voting of uninstructed shares

1 comment so far

Tweets that mention SEC Timeline for Implementing Dodd-Frank Act Requirements | edwardhauder.com — Topsy.com Posted on12:51 PM - September 20, 2010

[…] This post was mentioned on Twitter by Dan Walter, Edward Ed Hauder. Edward Ed Hauder said: From My Blog: SEC Timeline for Implementing Dodd-Frank Act Requirements | edwardhauder.com http://goo.gl/qq7G […]

Comments are closed.

Comments are closed.
%d bloggers like this: