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	<title>edwardhauder.com &#187; SEC</title>
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	<description>Ed Hauder&#039;s Equity Compensation Blog</description>
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		<title>SEC Sets Up Special Public Comment Process for Dodd-Frank Act</title>
		<link>http://edwardhauder.com/2010/07/28/sec-sets-up-special-public-comment-process-for-dodd-frank-act/</link>
		<comments>http://edwardhauder.com/2010/07/28/sec-sets-up-special-public-comment-process-for-dodd-frank-act/#comments</comments>
		<pubDate>Wed, 28 Jul 2010 12:11:41 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Legislation]]></category>
		<category><![CDATA[SEC]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=454</guid>
		<description><![CDATA[The SEC seems to understand that there might be many people that want to provide comments on the Dodd-Frank Act before the SEC has had time to pull together draft rules.  Yesterday, the SEC has launched a new public comment page for those interested in commenting on Dodd-Frank to provide comments prior to the issuance [...]]]></description>
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		<title>Another Week, Another Set of SEC Guidance</title>
		<link>http://edwardhauder.com/2010/03/15/another-week-another-set-of-sec-guidance/</link>
		<comments>http://edwardhauder.com/2010/03/15/another-week-another-set-of-sec-guidance/#comments</comments>
		<pubDate>Mon, 15 Mar 2010 12:58:53 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Proxy Disclosure]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[C&DIs]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=299</guid>
		<description><![CDATA[On Friday, March 12, 2010, the SEC Staff again updated the Regulation S-K Compliance &#38; Disclosure Interpretations (C&#38;DIs). Here is a quick summary of the three new bits of clarification that the SEC Staff offers for the revised proxy disclosure rules: Q. 119.25-NEIP award based on performance during 2010 granted in January 2010. After the [...]]]></description>
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		<title>New SEC Staff Guidance Addresses Equity Awards&#8217; Disclosure</title>
		<link>http://edwardhauder.com/2010/03/03/new-sec-staff-guidance-addresses-equity-awards/</link>
		<comments>http://edwardhauder.com/2010/03/03/new-sec-staff-guidance-addresses-equity-awards/#comments</comments>
		<pubDate>Wed, 03 Mar 2010 18:06:54 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Equity Compensation Plans]]></category>
		<category><![CDATA[Proxy Disclosure]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[C&DIs]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=285</guid>
		<description><![CDATA[On March 1, 2010, the SEC Staff again updated the Regulation S-K Compliance &#38; Disclosure Interpretations (C&#38;DIs). If a company chooses to report the grant date fair value assumptions for equity awards in relation to the Grants of Plan-Based Awards Table, it can satisfy the Summary Compensation Table disclosure requirements for such information by referencing [...]]]></description>
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		<slash:comments>0</slash:comments>
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		<title>More SEC Guidance on Revised Proxy Disclosure Rules</title>
		<link>http://edwardhauder.com/2010/02/17/more-sec-guidance-on-revised-proxy-disclosure-rules/</link>
		<comments>http://edwardhauder.com/2010/02/17/more-sec-guidance-on-revised-proxy-disclosure-rules/#comments</comments>
		<pubDate>Wed, 17 Feb 2010 22:04:27 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Proxy Disclosure]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[C&DIs]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=253</guid>
		<description><![CDATA[On February 16, 2010, the SEC Staff updated the C&#38;DIs for Regulation S-K with a few additional questions and answers, as follows: Question 116.07 Question: Instruction 3 to Item 401(a) provides that if the information called for by paragraph (a) is being presented in a proxy or information statement, no information need be given respecting [...]]]></description>
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		<title>RMG Issues FAQs on New SEC Proxy Disclosure Rules</title>
		<link>http://edwardhauder.com/2010/02/15/rmg-issues-faqs-on-new-sec-proxy-disclosure-rules/</link>
		<comments>http://edwardhauder.com/2010/02/15/rmg-issues-faqs-on-new-sec-proxy-disclosure-rules/#comments</comments>
		<pubDate>Mon, 15 Feb 2010 12:00:32 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Corporate Governance]]></category>
		<category><![CDATA[Poll]]></category>
		<category><![CDATA[RiskMetrics Group (RMG)]]></category>
		<category><![CDATA[RiskMetrics Group (RMG) Policies]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[compensation consultant]]></category>
		<category><![CDATA[directors]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=246</guid>
		<description><![CDATA[RiskMetrics Group (RMG) recently issued several FAQs related to the new SEC proxy disclosure rules.  Previously, I blogged about the RMG FAQ regarding Compensation Risk Disclosures, and today I will address the two other FAQs, one on compensation consultant conflicts and the other on the enhanced disclosure about directors &#8211; qualifications, diversity policies, and board [...]]]></description>
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		<title>RiskMetrics Weighs In on Compensation Risk Disclosures</title>
		<link>http://edwardhauder.com/2010/02/12/riskmetrics-weighs-in-on-compensation-risk-disclosures/</link>
		<comments>http://edwardhauder.com/2010/02/12/riskmetrics-weighs-in-on-compensation-risk-disclosures/#comments</comments>
		<pubDate>Fri, 12 Feb 2010 14:52:14 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Corporate Governance]]></category>
		<category><![CDATA[Poll]]></category>
		<category><![CDATA[Proxy Disclosure]]></category>
		<category><![CDATA[RiskMetrics Group (RMG)]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[Item 402(s)]]></category>
		<category><![CDATA[risk]]></category>
		<category><![CDATA[risk assessment]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=242</guid>
		<description><![CDATA[The new proxy disclosure rules (Item 402(s) to be precise) require public companies to include a narrative disclosure discussing the company&#8217;s compensation policies and practices as they relate to the company&#8217;s risk management if risks arising from the company&#8217;s compensation policies and practices for its employees are &#8220;reasonably likely to have a material adverse effect [...]]]></description>
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		<title>SEC Issues Final Proxy Disclosure Rule Amendments</title>
		<link>http://edwardhauder.com/2009/12/16/sec-issues-final-proxy-disclosure-rule-amendments/</link>
		<comments>http://edwardhauder.com/2009/12/16/sec-issues-final-proxy-disclosure-rule-amendments/#comments</comments>
		<pubDate>Wed, 16 Dec 2009 22:17:15 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Equity Compensation Plans]]></category>
		<category><![CDATA[Proxy Disclosure]]></category>
		<category><![CDATA[SEC]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=203</guid>
		<description><![CDATA[The U.S. Securities and Exchange Commission met this morning and voted 4 to 1 in favor of approving the amendments to the proxy disclosure rules that were issued over the summer with some changes.  I&#8217;ll review the final amended rules and blog in the coming days about the changes that will impact equity compensation.  In the [...]]]></description>
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		<slash:comments>0</slash:comments>
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		<title>Where&#8217;s Waldo? Where can you put the Equity Compensation Plan Information Table?</title>
		<link>http://edwardhauder.com/2009/12/10/wheres-waldo-where-can-you-put-the-equity-compensation-plan-information-table/</link>
		<comments>http://edwardhauder.com/2009/12/10/wheres-waldo-where-can-you-put-the-equity-compensation-plan-information-table/#comments</comments>
		<pubDate>Thu, 10 Dec 2009 19:00:14 +0000</pubDate>
		<dc:creator>Ed Hauder</dc:creator>
				<category><![CDATA[Equity Compensation Plans]]></category>
		<category><![CDATA[Proxy Disclosure]]></category>
		<category><![CDATA[SEC]]></category>

		<guid isPermaLink="false">http://edwardhauder.com/?p=199</guid>
		<description><![CDATA[Generally, the Equity Compensation Plan Information table is included in a company&#8217;s Form 10-K, unless a company is putting a compensation-related matter to shareholders on its proxy. However, this could lead to confusing your shareholders as the table would then bounce back and forth between the Form 10-K and the proxy, simply depending on whether [...]]]></description>
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